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Your search generated 5 results
Empower Retirement

Lead Brokerage Operations

Greenwood Village, Colorado

Empower Retirement

Our vision for the future is based on the idea that transforming financial lives starts by giving our people the freedom to transform their own. We have a flexible work environment, and fluid career paths. We not only encourage but celebrat...

Job Type Full Time
First Citizens Bank

Registered Brokerage Service Assistant

Columbia, South Carolina

First Citizens Bank

Overview This position provides operational and trading support to financial planning associates and clients. Facilitates high service standards by ensuring efficient daily operations. Answers client calls for operational inquiries or accou...

Job Type Full Time

Brokerage Client Assistant 2 - Contingent

Tampa, Florida

TEKsystems

*Description* In this contingent resource assignment you may: Support Brokerage Client Support proactively seek ways to improve processes. Perform moderately complex client support tasks. Receive direction from supervisor and escalate non-r...

Job Type Full Time
Siebert Williams Shank

Broker/Dealer Compliance Associate

New York, New York

Siebert Williams Shank

Siebert Williams Shank & Co., LLC (“SWS” or the “Firm”) (a FINRA-registered broker/dealer) is seeking to add a motivated compliance professional to assist the Compliance team led by the Chief Compliance Officer. The successful candidate wil...

Job Type Full Time
First Citizens Bank

Registered Brokerage Service Assistant

Raleigh, North Carolina

First Citizens Bank

Overview This position provides operational and trading support to financial planning associates and clients. Facilitates high service standards by ensuring efficient daily operations. Answers client calls for operational inquiries or accou...

Job Type Full Time
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