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Greenwood Village, Colorado
Our vision for the future is based on the idea that transforming financial lives starts by giving our people the freedom to transform their own. We have a flexible work environment, and fluid career paths. We not only encourage but celebrat...
4d
| Job Type | Full Time |
Registered Brokerage Service Assistant
Columbia, South Carolina
Overview This position provides operational and trading support to financial planning associates and clients. Facilitates high service standards by ensuring efficient daily operations. Answers client calls for operational inquiries or accou...
7d
| Job Type | Full Time |
Brokerage Client Assistant 2 - Contingent
Tampa, Florida
*Description* In this contingent resource assignment you may: Support Brokerage Client Support proactively seek ways to improve processes. Perform moderately complex client support tasks. Receive direction from supervisor and escalate non-r...
10d
| Job Type | Full Time |
Broker/Dealer Compliance Associate
New York, New York
Siebert Williams Shank & Co., LLC (“SWS” or the “Firm”) (a FINRA-registered broker/dealer) is seeking to add a motivated compliance professional to assist the Compliance team led by the Chief Compliance Officer. The successful candidate wil...
22d
| Job Type | Full Time |
Registered Brokerage Service Assistant
Raleigh, North Carolina
Overview This position provides operational and trading support to financial planning associates and clients. Facilitates high service standards by ensuring efficient daily operations. Answers client calls for operational inquiries or accou...
23d
| Job Type | Full Time |