New

Margin Lending Analyst

Spectraforce Technologies
United States, Utah, Salt Lake City
Aug 07, 2025
Title: Margin Lending Analyst Duration: 18 months Location: Salt Lake City ,UT Overview: The Margin Lending Analyst will support the Private Wealth Management (PWM) Margin Lending team in delivering operational excellence across margin calculation, monitoring, and exception handling. This position is essential for ensuring adherence to regulatory requirements and upholding client service standards, while providing comprehensive support to the advisor team. Key Responsibilities: Margin Call Issuance & Monitoring: Execute daily margin calculations, validate call amounts, and issue margin calls in accordance with regulatory and internal guidelines. Exception Handling: Monitor and resolve margin exceptions, including non-call issuance and late liquidations, ensuring risk mitigation and compliance. Manual Support: Provide manual margin calculations and overrides for high-value clients not supported by automated tools. Regulatory Governance: Apply margin rules (e.g., Reg T, FINRA 4210) and ensure adherence to firm-wide control frameworks. Reporting & Documentation: Maintain accurate records of margin activity, support audit requests, and contribute to control updates. Must Haves: Bachelor's degree in Finance, Economics, or related field. Strong analytical and problem-solving skills. Familiarity with margin regulations and control frameworks. Excellent communication and organizational skills.